World-Class Compliance Management
- Recognize how effective compliance can add value to an organization
- Acquire techniques on how to manage in a continuously changing regulatory environment
- Embrace the perspective of compliance as something more than just law
- Learn from global compliance events and how they are having impact
- Develop a risk aware compliance culture to minimize the likelihood of compliance issues and improve Buy-in
- Distinguish how to identify, promote and reward the behaviors required to achieve best practice compliance and improve Buy-In from related departments
- Implement an appropriate third-party due diligence procedures to mitigate bribery and corruption in the organization
- Understand how to implement a compliance framework and conduct major compliance projects
- Evolve from being technical compliance manager to C level compliance executive
- Discover how to enable effective governance of compliance including enabling your directors to provide appropriate governance oversight
This course is uniquely designed for professionals who handle and who are responsible for their organisations compliance management. These include, but not limited to:
- Compliance Officers & Managers
- Directors & Senior Managers
- Risk Managers
- Regulatory Officers and Specialist
- Auditors & Audit Managers
- Legal Advisers and Lawyers
- In-House Corporate Counsel
- Internal Control
Compliance is no longer a technical discipline that is focused just on complying with the narrow confines of the law. A compliance manager that remains focused on just the technical aspects of legal compliance is unlikely to gain influence in the Executive Suite or Boardroom. Compliance has moved firmly into the mainstream of governance and risk management. The influential Head of Compliance needs to be able to match their management skills and methods with those of their C level counterparts. If they do not present compliance as a broad management discipline, utilizing all the business, risk and project management skills, they are unlikely to be taken seriously.
Regulators and other stakeholders, such as credit and investment ratings agencies, are demanding to see that organizations have effective compliance risk management, effective compliance governance, and can demonstrate that they are driving a strong compliance culture across and deep into their structures.
Anyone who has some level of management or governance responsibilities for compliance should attend this leading edge masterclass.
The Trainer is a leading industry expert in Governance, Risk and Compliance. He has over 30 years of experience as a regulator, in corporate management and consulting. While specializing in financial services his clients span a wide range of industries. He commenced his consulting career as a Partner of KPMG and now consults independently. He is recognized for his practical, pragmatic approach that focuses on fitting solutions to organisations rather than fitting organisations to model solutions. He is particularly sought out by clients seeking to ensure that their governance, compliance and risk management frameworks align and operate cost effectively while engaging staff and management.
Most recently he was engaged by Australian Securities & Investments Commission (“ASIC”) to provide an Expert’s Opinion in respect to a high profile investigation of a major wealth management company. He’s work contributed to the successful application by ASIC of disciplinary proceedings against the company. In particular, this engagement addressed the effectiveness of the company’s governance, risk and compliance framework and culture.
Over recent years, he has delivered masterclass in Australia, Malaysia, Singapore and Thailand. He maintains a high profile as a regular presenter on compliance and risk management at industry seminars both in Australia and overseas. He has contributed a number of articles to industry journals. He has recently been published as author of the chapter “The Role of the Board of Directors in Risk Management” in the volume Enterprise Risk Management – A Common Framework for the Entire Organization (Butterworth-Heinemann, 2015. ISBN:978-0-12-800633-7).
In addition to his vast professional experience, The Trainer is the author of technical papers for major players like General Electric, Digital Energy and has prepared and conducted numerous courses, workshops and tutorials for General Electric and RNI technology clients worldwide. He has extensive experience with both utilities & industrial clients including oil and gas, silver, gold and phosphate mining, co generation, utility systems, pulp & paper and many application projects.
Organizations that have benefited from the trainer’s expertise include:
- BNP Paribas Asset management
- FRM Australia
- Bank Muamalat
- SME Bank
- First Commercial Bank Taiwan
- Etiqa Insurance
- Iskandar Invest
- Hwang Investment Management
- Zurich Capital Markets
- Morgan Stanley
- Jardine Lloyd Thompson
- Bank Negara Malaysia
- RHB Investment Bank
- KTM Corporate Finance
- Barrington Corporate Finance
- Commonwealth Bank Australia
- MLC Wealth Management
- Sime Darby Plantations
- Felda Global Ventures Holding
- Boustead Penang Ship Yards
- Malaysia Airports
- Petronas Gas
- MISC Berhad
- Shell Police Credit Union
- Community First Credit Union
- Maritime, Mining, Power Credit Union
- State Government Employees Credit Union
- Government Pension Fund
- Tenaga Nasional Berhad
- Siam Cement PLC
- Conoco Phillips
- Johnson &Johnson
- Oman Telecommunications
- FWD Life Insurance Public Company
- PTT EP
- PTT PLC
- SCG Chemicals
“ I have worked closely with the trainer for well over 15 years both as a GRC peer on industry issues and Government submissions and jointly on significant “ bet your house “ client matters involving regulatory liaison with potential for wider class actions and civil penalties.He is an international thought leader on GRC and I have always enjoyed his ability to engage at both an advanced theoretical level whilst providing very practical suggestions and insights that are of assistance on a “day to day“ level. Delegates will also enjoy his cheerful informality + participative presentation / workshop style .”"
“The trainer was able to enter our organisation and quickly understand our business, what we are trying to achieve and our approach to achieving our goals. He listened to members to the executive and senior managers, was able to allay their apprehension about “consultant reviews”, adapted his examples and language to connect with individuals and extract essential information on our risk management processes. The final report acknowledged what we were doing well, painted a picture of potential improvements and provided us a comprehensive but achievable set of recommendations to improve our Risk Management System.”"
“He facilitated an enterprise wide review of our risk management practices against the financial services sector best practice standards. This review was conducted in a very open, flexible and professional manner. The outcomes of the review provided detailed findings and importantly, value added recommendations. This review has certainly added value to our risk governance approach and practices.”"
All information regarding the event will be listed on our event brochures. It contains all the necessary information such as the Investment Fee, Full Course Agenda, Top Learning Objectives, Trainer’s Profile, and more. You may request for an event brochure by:
a. Signing up on the Request for Brochure form located at the Event Page
b. Leaving a message to Sally via Salvo’s Support Message Box.
c. Sending an e-mail to firstname.lastname@example.org
You will be required to provide details such as your Name, Organisation, Corporate E-mail Address, Contact Number, and Country of Origin.
The exact hotel location will be made known to all delegates privately approximately 1 month prior to the commencement date. We do have preferential corporate rates at the event hotels. Interested parties may inquire at email@example.com or request for the event brochure. Delegates who have confirmed their participation with us will be contacted by our team as soon as a venue is finalised. Usually, we hold all our events in 5 star hotels based in the city centre.
Salvo typically provides a 10% discount from the original investment fee per delegate should a company send 3 or more delegates to attend the course. Specific discounts may differ for respective programs so please email firstname.lastname@example.org for further confirmation on the exact discount.
Aside from the group discount mentioned above, Salvo offers a special Early Bird Discount once a new event is released. However, delegates must register as soon as possible since the special rate will only be available for a limited time.
The Investment Fee will cover all the course documents and materials that will be used during the training, as well as luncheons and coffee breaks during the training program. The Investment Fee does not cover the travel and accommodation expenses of the delegates, however, we can assist you by providing details on the estimated cost for both. The Investment Fee is also exclusive of tax. Taxes are to be borne by the delegate’s organisation.
Once you receive a copy of the event brochure, complete the registration form which is located on the last page and send it back to us. Upon receipt of the completed registration form with authorization, we will proceed to block the seat(s) on our system for your organization. Thereafter, the invoice will be sent out by our Finance team for processing of payment.
Your payment can be made via Telegraphic Transfer or via Credit Cards through American Express, MasterCard, Visa or Diners. Bank charges and local withholding tax are to be borne by the registrant.
Full payment should be made within TEN (10) WORKING DAYS upon receipt of invoice.
Aside from the knowledge that our expert trainers are imparting, a Certificate of Completion will be issued to all delegates completing a minimum of 90% of the total hours of the course. Some of our events offer takeaways and free consultation after the course. It varies from programs to programs.
You will receive a pre-course questionnaire upon successful registration. Kindly state your specific concerns and issues on this questionnaire and send it back to us, as this will be consolidated and forwarded to the trainer during the formulation of the course agenda. Alternatively, you can also email us at email@example.com regarding your concern so we can be in touch to ensure that your concerns is addressed asap.
The registration form carries at least a 50% cancellation liability 6 weeks prior to the commencement date of the event after a signed sales resignation contract has been received by Salvo. If we are notified less than 2 weeks prior to the commencement date of the event, full cancellation fees is applicable.
With that said, we do understand that last minute changes do occur in organizations due to last minute change in schedule, job requirements etc. As such, please contact us soonest at firstname.lastname@example.org so we can assist in the best way forward for any changes.